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Ancona Financial Advisors
FIDUCIARY OATHThe advisor shall exercise his/her best efforts to act in good faith and in the best interests of the client. The advisor shall provide written disclosure to the client prior to the engagement of the advisor, and thereafter throughout the term of the engagement, of any conflicts of interest which will or reasonably may compromise the impartiality or independence of the advisor. The advisor, or any party in which the advisor has a financial interest, does not receive compensation or other remuneration that is contingent on any clients purchase or sale of a financial product. The advisor does not receive a fee or other compensation |
The National Association of Personal Financial Advisors Code of Ethics Recognizing our fiduciary responsibility to clients and the public, we uphold the highest standards of care in the industry by espousing and practicing: Objectivity, Fairness and Suitability, Full Disclosure, Confidentiality, Integrity and Honesty, Professionalism, Competency, and Regulatory Compliance |